Authorised Financial Services Provider

BOARD NOTICE 79 OF 2003 FINANCIAL SERVICES BOARD FINANCIAL ...
4 that person is an authorised financial services provider and, if not, whether that person is required to be so authorised and, if so, decline to accept instructions ... Retrieve Full Source

BoE Stockbrokers - Wikipedia
BoE Stockbrokers is an authorised financial services provider, and a member of the Nedbank Group. As a full-service South African stockbroking company, BoE Stockbrokers (Pty) Ltd offers services from personal investment advice and investment management to extensive E-commerce facilities ... Read Article

Financial Advisory And Intermediary Services Act - Banking
SCHEDULE GENERAL CODE OF CONDUCT FOR AUTHORISED FINANCIAL SERVICES PROVIDERS AND THEIR REPRESENTATIVES Section 15 of Financial Advisory and Intermediary Services Act, 2002 ... Read Here

An Authorised Financial Services Provider FSP No. 21799
An Authorised Financial Services Provider FSP No. 21799 Administered by pplatinum motor vehicle cover.indd 1latinum motor vehicle cover.indd 1 116/05/2011 11:086/05/2011 11:08 ... Fetch This Document

General Code Of Conduct For Authorised Financial Services ...
Code of conduct for authorised financial services providers, and their representatives, as contained in the Schedule hereto, “provider” means an authorised financial services provider, and includes a representative; ... Fetch Content

SA Spine Society AGM Presentation
A Viable Industry Solution EthiQal is a Division of Constantia Insurance Company Limited, an Authorised Financial Services Provider. FSP No. 31111 ... Access Document

Financial Services Compensation Scheme - Wikipedia
The Financial Services Compensation Scheme (FSCS) is the UK’s statutory Deposit insurance and investors compensation scheme for customers of authorised financial services firms. ... Read Article

Authorised Financial Services Provider 26/10/41234
Authorised Financial Services Provider 34046 Disclosure as Required by the Financial Advisory & Intermediary Services Act Hollins Insurance Brokers ... Access Full Source

INTRODUCTION AUTHORISED FINANCIAL SERVICES PROVIDER
AUTHORISED FINANCIAL SERVICES PROVIDER 10X Investments (Pty) Ltd is an authorised financial services provider (FSP number 28250) in terms of Section 8 of the FAIS Act. A copy of our license certificate is available on request. ... Doc Retrieval

IN THE OFFICE OF THE OMBUD FOR FINANCIAL SERVICES PROVIDERS
IN THE OFFICE OF THE OMBUD FOR FINANCIAL SERVICES PROVIDERS Republic of South Africa, and an authorised financial services provider in terms of the FAIS Act, employee and authorised representative of the Respondent, misled her ... Fetch This Document

The meaning of “Authorised Financial Service Provider” in the FAIS Act and its related Code of Conduct is not authorised as a financial services provider; and 1. FINANCIAL AND ADVISORY INTERMEDIARY SERVICES ACT 37 OF 2002 ... View This Document

Authorised Financial Services Provider - Captive
Authorised Financial Services Provider Underwriting Managers for Guardrisk Insurance Company Ltd 31a Arterial Road West Oriel Bedfordview 2008 ... Retrieve Content

Gate Ventures PLC: Completion Of Successful Fundraising
Gate Ventures PLC Update on Completion of Successful Fundraise ISIN Number: GB00BYX2WP92 TICKER: GATE Press Release Monday 16 October, 2017 Gate Ventures PLC ("Gate Ventures" or "Gate" ... Read News

Independent Financial Adviser - Wikipedia
The term "Independent Financial Adviser" was coined to describe the advisers working IFAs will no longer be allowed to receive commissions from financial services companies on new All financial advisers in the UK must either be authorised or exempt under the Financial Services and ... Read Article

An Authorised Financial Services Provider FSP 568 RISK ...
Which of the following best describes your reaction should your investment(s) decline significantly in value in the short term? 1. I would be extremely disappointed and consider dis-investing. ... Access Document

IMPORTANT INFORMATION - A Leading Independent financial ...
Financial Service Provider (“FSP”) Application VERSION 1 – 24 FEBRUARY 2016 PAGE 1 IMPORTANT INFORMATION • PSG Invest (Pty) Ltd, an authorised administrative financial services provider, is the Administrator of this investment. ... Fetch Full Source

Code Of Conduct For Authorized financial services Providers ...
“provider” means an authorised financial services provider which is a. bank as defined in the Banks Act, 1990 (Act No. 94 of 1990), This Code is called the Specific Code of Conduct for Authorised Financial. Services Providers and Representatives conducting Short-term Deposit Business, ... Read Here

The Discovery Insure Claims Process
Discovery Insure td is an authorised financial services provider. egistration number //. /imits, ma[imum fuel and Gautrain spend limits, terms and conditions apply. ... Read Here

STANDPOINT
Stanlib.com STANLIB is an authorised financial services provider. Volume 01 | 2017 STANDPOINT 05 THE Economic ouTlook for 2017 10 12 16 20 The economic 05 ... Read Document

Interview With PPS Group CEO On 2016 Achievements - YouTube
Interview with PPS Group CEO on 2016 achievements PPS For Professionals. Loading Unsubscribe from PPS For Professionals? Cancel Unsubscribe. Working PPS is an authorised financial services provider.-Ends-Additional information: ... View Video

Authorised Financial Services Provider - Mutual-federal.co.za
Travel insurance that puts you at ease travelsure Authorised Financial Services Provider ... Access Content

Chronic Illness Benefit Application Form 2017
Netcare Medical Scheme. Registration number 154 is administered by Discovery Health (Pty) Ltd, registration number 199/01340/0, an authorised financial services provider. ... Get Document

BGC Brokers' Capitalab Successfully Launches Initial Margin Optimisation In Rates Space
LONDON , Oct. 19, 2017 /PRNewswire/ -- Capitalab, a division of BGC Brokers L.P. ("BGC Brokers"), an entity within BGC Partners, Inc. group of companies (NASDAQ: BGCP) today announced that its ... Read News

Authorised Financial Services Provider | FSP Nr 43057 ...
Authorised Financial Services Provider | FSP nr 43057 Derivatives member of the JSE | member code CCBM ... Read Content

Conflict Of Interest Policy Consilium Capital SA (Pty) Ltd An ...
Conflict of Interest Policy Consilium Capital SA (Pty) Ltd an authorised Financial Services Provider (“the FSP”) 2 Consilium Capital (Pty) Ltd (Registration Number: 1996/000203/07) is an authorised Financial Service Provider (FSP Number: ... Get Doc

FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT, 2002 (ACT ...
Schedule code of conduct for authorised financial services providers and their representatives conducting short-term deposit-taking business, 2002 ... Fetch Here